4//SEC Filing
Stratton Kenneth Blair 4
Accession 0001209191-13-005085
CIK 0000883975other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 7:09 PM ET
Size
6.1 KB
Accession
0001209191-13-005085
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2013-01-27$1.69/sh−12,428$21,003→ 142,411 total
Holdings
- 10,337(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 97,500 restricted stock units, with 32,500 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; (2) 10,000 restricted stock units, with 5,000 vesting on each of June 1, 2013 and June 1, 2014; and (2) 2,333 restricted stock units vesting on May 15, 2013.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeother
Related Parties
1- filerCIK 0001461320
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 7:09 PM ET
- Size
- 6.1 KB