KOSHY GEORGE 4
4 · STEMCELLS INC · Filed Jan 29, 2013
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
KOSHY GEORGE
Other
Transactions
- Tax Payment
Common Stock
2013-01-27$1.69/sh−4,388$7,416→ 50,102 total
Holdings
- 13,757(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 30,000 restricted stock units, with 10,000 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; (2) 5,000 restricted stock units, with 2,500 vesting on each of June 1, 2013 and June 1, 2014; and (2) 1,390 restricted stock units vesting on May 15, 2013.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.