LIPOSCIENCE INC·4

Jan 30, 4:14 PM ET

Otvos James D. 4

4 · LIPOSCIENCE INC · Filed Jan 30, 2013

Insider Transaction Report

Form 4
Period: 2013-01-30
Otvos James D.
EVP, Chief Scientific Officer
Transactions
  • Conversion

    Common Stock

    2013-01-30+7,370472,890 total
  • Conversion

    Series C Convertible Preferred Stock

    2013-01-3012,6520 total
    Common Stock (7,370 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    180,167
Footnotes (3)
  • [F1]Represents shares received upon conversion of shares of Series C convertible preferred stock.
  • [F2]Effective immediately prior to the closing of the issuer's initial public offering of its common stock, each share of Series C convertible preferred stock automatically converted into approximately 0.582 shares of common stock. The convertible preferred stock had no expiration date.
  • [F3]The Series C Convertible Preferred Stock converted into common stock on an approximately 0.582-for-1 basis and had no expiration date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION