Home/Filings/5/0001209191-13-005633
5//SEC Filing

Koniecki Stanley S 5

Accession 0001209191-13-005633

CIK 0001501364other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:27 PM ET

Size

12.0 KB

Accession

0001209191-13-005633

Insider Transaction Report

Form 5
Period: 2012-12-31
Koniecki Stanley S
SVP/Rockville Bank
Transactions
  • Award

    Common Stock

    2012-12-31+1,524.8681,524.868 total(indirect: By Rockville Bank ESOP Plan)
Holdings
  • Stock Options

    Exercise: $9.60From: 2011-05-23Exp: 2021-05-23Common Stock (7,792 underlying)
    7,792
  • Common Stock

    17,752
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (18,009 underlying)
    18,009
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (50,739 underlying)
    50,739
Footnotes (7)
  • [F1]Includes 13,018 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,183 shares withheld by the Issuer for tax withholding purposes.
  • [F2]Includes 4,734 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F3]Shares allocated to the account of Mr. Koniecki under the Rockville Bank Employee Stock Ownership Plan, of which 304.9735 shares are vested as of December 31, 2012.
  • [F4]Total beneficial ownership is 19,276.8675 at 12/31/2012.
  • [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on May 23, 2011 and the subsequent vesting on each annual anniversary of that date.
  • [F6]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

Entity typeother

Related Parties

1
  • filerCIK 0001521560

Filing Metadata

Form type
5
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:27 PM ET
Size
12.0 KB