5//SEC Filing
Shaw Marliese L 5
Accession 0001209191-13-005666
CIK 0001501364other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:44 PM ET
Size
11.0 KB
Accession
0001209191-13-005666
Insider Transaction Report
Form 5
Shaw Marliese L
Other
Transactions
- Award
Common Stock
2012-12-31+1,085.232→ 9,618.946 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 8,380.334(indirect: By 401(k))
Common Stock
- 9,742
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (9,742 underlying) - 9,321
Common Stock
- 27,445
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (27,445 underlying)
Footnotes (6)
- [F1]Includes 9,321 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 10,242 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 921 shares withheld by the Issuer for tax withholding purposes.
- [F2]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2012 for Ms. Shaw, not previously reported are comprised of 342.6388 shares purchased in 2012
- [F3]Shares allocated to the account of Ms. Shaw under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2012.
- [F4]Total beneficial ownership is 27,320.2806 at 12/31/2012.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313365
Filing Metadata
- Form type
- 5
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:44 PM ET
- Size
- 11.0 KB