5//SEC Filing
Trachimowicz Richard J 5
Accession 0001209191-13-005675
CIK 0001501364other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:52 PM ET
Size
24.5 KB
Accession
0001209191-13-005675
Insider Transaction Report
Form 5
Transactions
- Award
Common Stock
2012-12-31+1,672.801→ 16,863.661 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 6,904.761(indirect: By 401(k))
Common Stock
- 9,858
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (9,858 underlying) - 9,858
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (9,858 underlying) - 9,251
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,251 underlying) - 9,373
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (9,373 underlying) - 46,171
Common Stock
- 9,385
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (9,385 underlying) - 34,817
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (34,817 underlying) - 3,033
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (3,033 underlying) - 12,358
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (12,358 underlying)
Footnotes (18)
- [F1]Includes 3,100 shares held jointly with wife.
- [F10]Shares allocated to the account of Mr. Trachimowicz under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2012
- [F11]Total beneficial ownership is 69,939.4226 at 12/31/2012.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F15]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F16]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F17]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first 20% becoming exercisable on June 21, 2012 and and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F18]Stock options granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Award Plan and will become exercisable in four equal annual installments of 25%, with the first 25% becoming exercisable on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F2]Includes 4,814 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 5,000 shares (x 1.5167 exchange ratio became 7,583 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,769 shares (1,490 shares x 1.5167 exchange ratio became 2,259 shares in March 2011, plus 510 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,452 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 960 shares (338 shares x 1.5167 exchange ratio became 512 shares in March 2011, plus 448 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 2,713 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 699 shares (116 shares x 1.5167 exchange ratio became 175 shares in March 2011, plus 524 shares since that time) withheld by the Issuer for tax withholding purposes.
- [F5]Includes 1,564 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,851 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 287 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes 8,930 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 9,745 shares will vest in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 815 shares withheld by the Issuer for tax withholding purposes.
- [F7]Includes 3,248 restricted shares granted pursuant to the Rockville financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meets certain performance goals.
- [F8]Includes 1,112 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) and became vested in equal 20% increments over a five year period, with the first 20% vesting on December 13, 2006 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 404 shares (266 shares x 1.5167 exchange ratio became 404 shares in March 2011) withheld by the Issuer for tax withholding purposes.
- [F9]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2012 for Mr. Trachimowicz, not previously reported are comprised of 919.8521 shares purchased in 2012.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313298
Filing Metadata
- Form type
- 5
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:52 PM ET
- Size
- 24.5 KB