Gamble Paul 4

4 · Financial Engines, Inc. · Filed Feb 4, 2013

Form 4

Period: 2013-02-01

EVP, Distrib & Inst Services

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-01−3,200→ 0 total
Exercise: $6.51Exp: 2018-11-11→ Common Stock (3,200 underlying)
Exercise/Conversion
Common Stock
2013-02-01$6.51/sh+2,161$14,068→ 21,713 total
Exercise/Conversion
Common Stock
2013-02-01$6.51/sh+3,200$20,832→ 22,752 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-01−2,500→ 2,084 total
Exercise: $7.99Exp: 2019-11-09→ Common Stock (2,500 underlying)
Sale
Common Stock
2013-02-01$33.39/sh−2,000$66,771→ 19,552 total
Exercise/Conversion
Common Stock
2013-02-01$7.99/sh+2,500$19,975→ 25,252 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-02-01−2,161→ 2,162 total
Exercise: $6.51Exp: 2018-11-11→ Common Stock (2,161 underlying)
Sale
Common Stock
2013-02-01$33.39/sh−2,161$72,146→ 19,552 total

Footnotes (4)

[F1]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
[F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.22 to $33.50, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The option award is fully vested.
[F4]The option award vests as to 2500 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/13.

Documents

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