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4//SEC Filing

Gamble Paul 4

Accession 0001209191-13-005873

CIK 0001430592other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 1:06 PM ET

Size

18.6 KB

Accession

0001209191-13-005873

Insider Transaction Report

Form 4
Period: 2013-02-01
Financial Engines, Inc.FNGN
Gamble Paul
EVP, Distrib & Inst Services
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-02-01−3,200→ 0 total
    Exercise: $6.51Exp: 2018-11-11→ Common Stock (3,200 underlying)
  • Exercise/Conversion

    Common Stock

    2013-02-01$6.51/sh+2,161$14,068→ 21,713 total
  • Exercise/Conversion

    Common Stock

    2013-02-01$6.51/sh+3,200$20,832→ 22,752 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-02-01−2,500→ 2,084 total
    Exercise: $7.99Exp: 2019-11-09→ Common Stock (2,500 underlying)
  • Sale

    Common Stock

    2013-02-01$33.39/sh−2,000$66,771→ 19,552 total
  • Exercise/Conversion

    Common Stock

    2013-02-01$7.99/sh+2,500$19,975→ 25,252 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-02-01−2,161→ 2,162 total
    Exercise: $6.51Exp: 2018-11-11→ Common Stock (2,161 underlying)
  • Sale

    Common Stock

    2013-02-01$33.39/sh−2,161$72,146→ 19,552 total
Footnotes (4)
  • [F1]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
  • [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.22 to $33.50, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The option award is fully vested.
  • [F4]The option award vests as to 2500 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/13.

Documents

1 file

Issuer

Financial Engines, Inc.

CIK 0001430592

→
Entity typeother

Related Parties

1
  • filerCIK 0001561873

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 1:06 PM ET
Size
18.6 KB
View on SEC.gov