4//SEC Filing
Zenni James Joseph JR 4
Accession 0001209191-13-006186
CIK 0001499268other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:43 PM ET
Size
15.2 KB
Accession
0001209191-13-006186
Insider Transaction Report
Form 4
Affinity GamingNONE
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Z Capital Partners, L.L.C.
10% Owner
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Zenni James Joseph JR
10% Owner
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Zenni Holdings LLC
10% Owner
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Transactions
- Purchase
Common Shares
2013-01-31$12.00/sh+222,560$2,670,720→ 5,272,558.4 total(indirect: See footnotes)
Footnotes (3)
- [F1]Includes Common Shares ("Shares") acquired pursuant to trades entered into prior to the Issuer's announced adoption of the Rights Agreement (the "Rights Agreement") on December 21, 2012 between the Issuer and American Stock Transfer & Trust Company, LLC, as Rights Agent. The Issuer has confirmed that it will deem prospective buyers under any pending trades entered into prior to the announced adoption of the Rights Agreement on December 21, 2012 to have beneficially owned such Shares for purposes of the Rights Agreement as of the date such trades were entered into, subject to certain conditions. Accordingly, the acquisition of the Shares reported herein does not in any way trigger the provisions of the Rights Agreement.
- [F2]Includes 3,117,114.90 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings. Also includes 2,155,443.50 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- [F3]Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Affinity Gaming
CIK 0001499268
Entity typeother
Related Parties
1- filerCIK 0001530898
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 6:43 PM ET
- Size
- 15.2 KB