4//SEC Filing
TREDGER GORDON 4
Accession 0001209191-13-006672
CIK 0000927003other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:20 PM ET
Size
14.6 KB
Accession
0001209191-13-006672
Insider Transaction Report
Form 4
TREDGER GORDON
President SEBU
Transactions
- Award
Performance Stock Options (right to buy)
2012-01-03+0→ 101,812 totalExercise: $0.00→ Common Stock (101,812 underlying) - Tax Payment
Common Stock
2013-02-01$15.64/sh−9,987$156,197→ 15,849 total - Award
Common Stock
2013-02-01+25,836→ 25,836 total - Award
Employee Stock Option (right to buy)
2013-02-01+22,144→ 22,144 totalExercise: $11.02From: 2013-02-01Exp: 2023-02-01→ Common Stock (22,144 underlying) - Award
Performance Units
2012-01-03+0→ 118,784 totalExercise: $0.00→ Common Stock (118,784 underlying)
Footnotes (7)
- [F1]The reported transaction is the vesting of performance units reported on Form 4 filed January 6, 2012.
- [F2]Payment of tax liability by withholding securities incident tot vesting of performance units.
- [F3]Represents 25,836 restricted stock units. As of this reporting date, 15,849 are sellable.
- [F4]The reported transaction is the vesting of performance stock options reported on Form 4 filed January 6, 2012
- [F5]This entry provides for the updated total outstanding performance stock options previously voluntarily reported on Form 4 filed January 6, 2012, following the vesting of 22,144 performance stock options (as reflected in the first line of the Table II). 28,762 performance stock options in respect of the 2012 performance period did not vest. The performance stock options reported in column 9 related to the 2012 and 2014 performance periods
- [F6]If the performance metrics for the reporting year have not been met as determined by the Compensation Committee, the unvested options and unit for the applicable year will expire immediately. If any of the options vest, they will cancel ten years from the grant date.
- [F7]This entry provides for the updated total outstanding performance units previously voluntarily reported on Form 4 filed January 6, 2012, following the vesting of 25,836 performance units (as reflected in Table 1 above) in respect of the 2012 performance period. 33,556 performance units in respect of the 2012 performance period did not vest. The performance units reported in Column 9 related to the 2013 and 2014 performance periods.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001234570
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 8:20 PM ET
- Size
- 14.6 KB