GEOKINETICS INC 5

Accession 0001209191-13-007616

CIK 0000314606operating

View on SEC.gov Company Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 2:23 PM ET

Size

24.8 KB

Accession

0001209191-13-007616

Insider Transaction Report

Form 5

Period: 2012-12-31

GEOKINETICS INCGOK

Avista Capital Partners GP, LLC

10% Owner

Transactions

Other
Series B Dividend
2012-03-15+6,162→ 0 total(indirect: See Footnote 4, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (96,583 underlying)
Other
Series B Dividend
2012-03-15+1,624→ 0 total(indirect: See Footnote 5, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (25,455 underlying)
Other
Series B Dividend
2012-06-15+1,664→ 0 total(indirect: See Footnote 5, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (26,082 underlying)
Other
Series B Dividend
2012-09-15+6,466→ 0 total(indirect: See Footnote 4, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (101,348 underlying)
Other
Series B Dividend
2012-12-15+1,746→ 0 total(indirect: See Footnote 5, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (27,367 underlying)
Other
Series B Dividend
2012-06-15+6,313→ 0 total(indirect: See Footnote 4, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (98,950 underlying)
Other
Series B Dividend
2012-09-15+1,705→ 0 total(indirect: See Footnote 5, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (26,724 underlying)
Other
Series B Dividend
2012-12-15+6,624→ 0 total(indirect: See Footnote 4, 7)
Exercise: $15.95From: 2006-12-15→ Common Stock (103,824 underlying)

Footnotes (8)

[F1]This line reports the issuance of payment in kind dividends for Series B Senior Convertible Preferred Stock ("Series B Stock") by Geokinetics, Inc. ("Company") to Avista Capital Partners, L.P. ("Avista") and is reported by Avista Capital Partners GP, LLC ("Avista GP") on behalf of Avista in accordance with remarks below
[F2]This line reports the issuance of payment in kind dividends for Series B Stock by the Company to Avista Capital Partners (Offshore), L.P. ("Avista Offshore") and is reported by Avista GP on behalf of Avista Offshore in accordance with remarks below.
[F3]Pursuant to the Second Amended and Restated Certificate of Designation of Series B Senior Convertible Preferred Stock, filed as Exhibit 1 to the Form 8-K filed by the Company on February 18, 2009, at the option of the Company, dividends payable on shares of Series B Stock on any quarterly dividend payment date through October 31, 2011, may be paid in additional shares of Series B Stock, instead of cash.
[F4]As a result of the dividends of Series B Stock reported hereunder, Avista directly owns 278,401 shares of Series B Stock, and any shares of Series B Stock owned directly by Avista may be deemed to be indirectly owned by Avista GP.
[F5]As a result of the dividends of Series B Stock reported hereunder, Avista Offshore directly owns 73,405 shares of Series B Stock, and any shares of Series B Stock owned directly by Avista Offshore may be deemed to be indirectly owned by Avista GP.
[F6]The conversion price is determined by dividing the liquidation preference amount of $250 for the Series B Stock by the applicable conversion price, which may be adjusted for dilutive issuances, splits, combinations or the like.
[F7]The filing of this Statement shall not be deemed as admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any securities covered by this Statement.
[F8]Not applicable.

Documents

1 file

5
c483108_5x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

GEOKINETICS INC

CIK 0000314606

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000314606

Filing Metadata

Form type: 5
Filed: Feb 10, 7:00 PM ET
Accepted: Feb 11, 2:23 PM ET
Size: 24.8 KB

View on SEC.gov