ExOne Co 4
4 · ExOne Co · Filed Feb 13, 2013
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Conversion
Common Stock, par value $0.01
2013-02-12+1,366,694→ 5,542,694 total(indirect: By Trust) - Sale
Common Stock, par value $0.01
2013-02-12$16.74/sh−611,667$10,239,306→ 4,931,027 total(indirect: By Trust)
Holdings
- 0(indirect: By Trust)
Class A Preferred Stock
Exercise: $0.00From: 2013-01-01Exp: 2013-02-12→ Common Stock, par value $0.01 (1,366,694 underlying)
Footnotes (2)
- [F1]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares.
- [F2]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Holdings, Inc. which was the record holder of the preferred shares that were converted into common shares and is the record holder of the resulting common shares.