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4//SEC Filing

Bruton Derek 4

Accession 0001209191-13-008498

CIK 0001397911other

View on SEC.gov Company Profile

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 5:04 PM ET

Size

8.5 KB

Accession

0001209191-13-008498

Insider Transaction Report

Form 4

Period: 2013-02-11

LPL Financial Holdings Inc.LPLA

MD, National Sales Manager

Transactions

Exercise/Conversion
Common Stock
2013-02-11$19.74/sh+22,348$441,150→ 22,348 total
Sale
Common Stock
2013-02-11$32.71/sh−22,348$731,003→ 0 total
Exercise/Conversion
Option to Purchase Common Stock
2013-02-11−22,348→ 32,652 total
Exercise: $19.74Exp: 2019-06-12→ Common Stock (22,348 underlying)

Footnotes (1)

[F1]Fully vested as of June 12, 2012.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

LPL Financial Holdings Inc.

CIK 0001397911

Entity typeother

Related Parties

1

filerCIK 0001548542

Filing Metadata

Form type: 4
Filed: Feb 12, 7:00 PM ET
Accepted: Feb 13, 5:04 PM ET
Size: 8.5 KB

View on SEC.gov