5//SEC Filing
Mitchell John W 5
Accession 0001209191-13-008814
CIK 0001071625other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 2:59 PM ET
Size
15.4 KB
Accession
0001209191-13-008814
Insider Transaction Report
Form 5
Mitchell John W
Director
Transactions
- Award
Non-Qualified Stock Option
2012-11-16+3,500→ 27,440 totalExercise: $3.59Exp: 2022-11-15→ Common Stock 274 (3,500 underlying)
Holdings
- 27,440
Non-Qualified Stock Option
Exercise: $8.78Exp: 2016-11-16→ Common Stock (7,000 underlying) - 27,440
Non-Qualified Stock Option
Exercise: $8.78Exp: 2016-11-16→ Common Stock (3,500 underlying) - 27,440
Non-Qualified Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying) - 27,440
Non-Qualified Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying) - 27,440
Non-Qualified Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying) - 27,440
Non-Qualified Stock Option
Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
Footnotes (15)
- [F1]Granted on 11/17/2006 and vest on anniversary date of grant at 20% per year for five years.
- [F10]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years.
- [F11]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
- [F12]This transaction has been previously reported on a Form 4 filed in a timely manner.
- [F13]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years.
- [F14]When exercisable price will be $3.59.
- [F15]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
- [F2]As of 12/31/2012, total includes 7,000 Non-Qualified Stock Options as granted in 2006.
- [F3]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
- [F4]Granted on 11/14/2007 and vest on anniversary date of grant at 20% per year for five years.
- [F5]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
- [F6]Granted on 11/21/2008 and vest on anniversary date of grant at 20% per year for five years.
- [F7]As of 12/31/2012, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
- [F8]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years.
- [F9]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2010.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeother
Related Parties
1- filerCIK 0001381194
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 2:59 PM ET
- Size
- 15.4 KB