Home/Filings/5/0001209191-13-008814
5//SEC Filing

Mitchell John W 5

Accession 0001209191-13-008814

CIK 0001071625other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 2:59 PM ET

Size

15.4 KB

Accession

0001209191-13-008814

Insider Transaction Report

Form 5
Period: 2012-12-31
Transactions
  • Award

    Non-Qualified Stock Option

    2012-11-16+3,50027,440 total
    Exercise: $3.59Exp: 2022-11-15Common Stock 274 (3,500 underlying)
Holdings
  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16Common Stock (7,000 underlying)
    27,440
  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16Common Stock (3,500 underlying)
    27,440
  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13Common Stock (3,500 underlying)
    27,440
  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20Common Stock (2,940 underlying)
    27,440
  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16Common Stock (3,500 underlying)
    27,440
  • Non-Qualified Stock Option

    Exercise: $3.32Exp: 2021-11-27Common Stock (3,500 underlying)
    27,440
Footnotes (15)
  • [F1]Granted on 11/17/2006 and vest on anniversary date of grant at 20% per year for five years.
  • [F10]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years.
  • [F11]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
  • [F12]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F13]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years.
  • [F14]When exercisable price will be $3.59.
  • [F15]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
  • [F2]As of 12/31/2012, total includes 7,000 Non-Qualified Stock Options as granted in 2006.
  • [F3]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
  • [F4]Granted on 11/14/2007 and vest on anniversary date of grant at 20% per year for five years.
  • [F5]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
  • [F6]Granted on 11/21/2008 and vest on anniversary date of grant at 20% per year for five years.
  • [F7]As of 12/31/2012, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
  • [F8]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years.
  • [F9]As of 12/31/2012, total includes 3,500 Non-Qualified Stock Options as granted in 2010.

Issuer

DOVER SADDLERY INC

CIK 0001071625

Entity typeother

Related Parties

1
  • filerCIK 0001381194

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 2:59 PM ET
Size
15.4 KB