5//SEC Filing
PEARCE DAVID R 5
Accession 0001209191-13-008822
CIK 0001071625other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:05 PM ET
Size
13.4 KB
Accession
0001209191-13-008822
Insider Transaction Report
Form 5
PEARCE DAVID R
Director
Transactions
- Award
Incentive Stock Option
2012-11-16+15,725→ 71,450 totalExercise: $3.59Exp: 2022-11-15→ Common Stocl (15,725 underlying)
Holdings
- 1,500(indirect: by Oakland Farm, Inc.)
Common Stock
- 1,500
Common Stock
- 10,500
Non-Qualified Stock Option
Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying) - 71,450
Incentive Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying) - 71,450
Incentive Stock Option
Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
Footnotes (12)
- [F1]As of 12/31/2012, the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2012.
- [F10]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F11]When exercisable price will be $ 3.59.
- [F12]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2012. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2012 equals 81,950.
- [F2]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock.
- [F3]Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F4]As of 12/31/2012, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2012 equals 81,950.
- [F5]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F6]As of 12/31/2012, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2012 equals 81,950.
- [F7]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
- [F8]As of 12/31/2012, total includes 15,725 Incentive Stock options as granted in 2011. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2012 equals 81,950.
- [F9]This transaction has been previously reported on a Form 4 filed in a timely manner.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeother
Related Parties
1- filerCIK 0000941637
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 3:05 PM ET
- Size
- 13.4 KB