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5//SEC Filing

Schmidt William G 5

Accession 0001209191-13-008823

CIK 0001071625other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 3:04 PM ET

Size

19.9 KB

Accession

0001209191-13-008823

Insider Transaction Report

Form 5
Period: 2012-12-31
DOVER SADDLERY INCDOVR
Schmidt William G
VP of Operations
Transactions
  • Purchase

    Common Stock

    2012-11-26$1.24/sh+2,644$3,279→ 25,250 total
  • Award

    Incentive Stock Option

    2012-11-16+15,725→ 81,269 total
    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
  • Conversion

    Incentive Stock Option

    2012-11-26−2,644→ 81,269 total
    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying)
Holdings

  • Common Stock

    22,606

  • Incentive Stock Option

    Exercise: $7.50Exp: 2016-10-25→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
    81,269

  • Incentive Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
    81,269
Footnotes (20)
  • [F1]As of 12/31/2011.
  • [F10]As of 12/31/2012, total includes 2,644 Incentive Stock Options as granted in 2008.
  • [F11]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F12]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2010.
  • [F13]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F14]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2011.
  • [F15]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F16]When exercisable price will be $ 3.59.
  • [F17]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2012.
  • [F18]13,220 Incentive Stock Options were granted in 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F19]Price at time of exercise was $1.24.
  • [F2]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F20]As of 12/31/2012.
  • [F3]As of 12/31/2012. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Options to purchase a total of 2,644 shares of Common Stock in 2012, as reported in Table II.
  • [F4]Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F5]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2006.
  • [F6]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F7]As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2007.
  • [F8]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years
  • [F9]A total of 13,220 Incentive Stock Options were granted in 2008; of this award 2,644 vested options have been purchased by the reporting person on 6/3/2010, of this award 2,644 vested options have been purchased by the reporting person on 1/31/2011, of this award 2,644 vested options have been purchased by the reporting person on 11/21/2011 and of this award 2,644 vested options have been purchased by the reporting person on 11/26/2012.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeother

Related Parties

1
  • filerCIK 0001344346

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:04 PM ET
Size
19.9 KB
View on SEC.gov