4//SEC Filing
Vincent George A 4
Accession 0001209191-13-009542
CIK 0000883107other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 9:42 AM ET
Size
12.8 KB
Accession
0001209191-13-009542
Insider Transaction Report
Form 4
Vincent George A
Director
Transactions
- Award
Stock Option (right to buy)
2013-02-14$0.41/sh+10,000$4,150→ 10,000 totalExercise: $0.41From: 2014-02-14Exp: 2023-02-14→ Common Stock (10,000 underlying)
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (10,000 underlying) - 12,000
Stock Option (right to buy)
Exercise: $1.36From: 2014-01-31Exp: 2021-01-31→ Common Stock (12,000 underlying) - 12,652
Deferred Common Stock
→ Common Stock (2,250 underlying) - 12,000
Stock Option (right to buy)
Exercise: $0.30From: 2015-08-07Exp: 2022-08-07→ Common Stock (12,000 underlying) - 15,750
Stock Appreciation Right
Exercise: $0.99→ Common Stock (2,250 underlying)
Footnotes (5)
- [F1]Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments.
- [F2]Each share of deferred common stock represents a right to receive one share of common stock.
- [F3]The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.
- [F4]Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 12,652 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensation Plan.
- [F5]The stock appreciation right becomes payable upon the reporting person's termination of service as a director of the Company. 2,250 were issued 4/8/2009 at a conversion price of $0.90, 2,250 were issued 7/1/2009 at a conversion price of $1.05, 2,250 were issued 10/1/2009 at a conversion price of $1.18, 2,250 were issued 1/4/2010 at a conversion price of $0.84, 2,250 were issued 4/1/2010 at a conversion price of $1.85, 2,250 were issued 7/1/2010 at a conversion price of $1.10, and 2,250 were issued 10/1/2010 at a conversion price of $0.99.
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001417929
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 9:42 AM ET
- Size
- 12.8 KB