Kennedy Jeffrey P 4

4 · XENONICS HOLDINGS, INC. · Filed Feb 20, 2013

Form 4

Period: 2013-02-18

DirectorPresident/COO

Transactions

Award
Common Stock (right to buy)
2013-02-18+500,000→ 500,000 total
Exercise: $0.18From: 2013-02-18Exp: 2018-02-17→ Common Stock (500,000 underlying)
Disposition to Issuer
Common Stock (right to buy)
2013-02-18−150,000→ 0 total
Exercise: $0.88From: 2003-07-29Exp: 2013-07-26→ Common Stock (150,000 underlying)
Disposition to Issuer
Common Stock (right to buy)
2013-02-18−125,000→ 0 total
Exercise: $0.65From: 2009-03-24Exp: 2014-03-23→ Common Stock (125,000 underlying)

Footnotes (3)

[F1]The Option vested in three equal annual installmens beginning July 29, 2003.
[F2]The reporting person agreed to cancellation of an option granted to him on July 29, 2003 in the amount of 150,000 shares and an option granted to him on March 24, 2009 in the amount of 125,000 shares.
[F3]The Option is performance based and vests in the event (i) the Company reports Income from Operations for the fiscal year ended September 30, 2013 before any non-cash charge for these replacement and new stock options. The new and replacement grants will be for five years at $0.18 per share and (ii) the optionee remains an officer or director by the Company on September 30, 2013.

Documents

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