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4//SEC Filing

FATICA LOU 4

Accession 0001209191-13-010674

CIK 0000911635other

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 7:35 PM ET

Size

18.7 KB

Accession

0001209191-13-010674

Insider Transaction Report

Form 4

Period: 2013-02-19

ASSOCIATED ESTATES REALTY CORPAEC

Chief Financial Officer

Transactions

Exercise/Conversion
Common Shares, without par value
2013-02-19$9.46/sh+12,750$120,615→ 235,699 total
Exercise/Conversion
Common Shares, without par value
2013-02-19$11.26/sh+26,060$293,436→ 292,113 total
Exercise/Conversion
Employee Stock Options
2013-02-19−30,354→ 0 total
Exercise: $9.58From: 2006-02-04Exp: 2015-08-04→ Common Shares (30,354 underlying)
Exercise/Conversion
Empoyee Stock Options
2013-02-19−26,060→ 0 total
Exercise: $11.26From: 2007-02-28Exp: 2016-02-27→ Common Shares (26,060 underlying)
Exercise/Conversion
Common Shares, without par value
2013-02-19$9.58/sh+30,354$290,791→ 266,053 total
Sale
Common Shares, without par value
2013-02-19$17.34/sh−65,564$1,136,985→ 226,549 total
Sale
Common Shares, without par value
2013-02-19$17.40/sh−3,600$62,640→ 222,949 total
Exercise/Conversion
Employee Stock Options
2013-02-19−12,750→ 0 total
Exercise: $9.46From: 2005-08-27Exp: 2014-08-27→ Common Shares (12,750 underlying)

Holdings

Common Shares, without par value
(indirect: By 401(k))
2,914

Footnotes (2)

[F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.295 - $17.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
[F2]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.395 - $17.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ASSOCIATED ESTATES REALTY CORP

CIK 0000911635

Entity typeother

Related Parties

1

filerCIK 0001244947

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 7:35 PM ET
Size: 18.7 KB

View on SEC.gov