Shortt Thomas H 4

Accession 0001209191-13-011411

CIK 0000712034other

View on SEC.gov Company Profile

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 7:32 PM ET

Size

34.5 KB

Accession

0001209191-13-011411

Insider Transaction Report

Form 4

Period: 2011-02-23

ACCO BRANDS CORPACCO

Shortt Thomas H

Exec VP Strategy & Sup Chain

Transactions

Exercise/Conversion
Common Stock
2013-02-21+14,335→ 14,335 total
Award
Performance Stock Units (2010-2012)
2011-02-23+3,584→ 3,584 total
Exercise: $0.00→ Common Stock (3,584 underlying)
Award
Performance Stock Units (2010-2012)
2012-02-22+7,167→ 7,167 total
Exercise: $0.00→ Common Stock (7,167 underlying)
Award
Performance Stock Units (2011-2013)
2013-02-21+5,666→ 5,666 total
Exercise: $0.00→ Common Stock (5,666 underlying)
Award
Performance Stock Units (2012-2014)
2013-02-21+4,570→ 4,570 total
Exercise: $0.00→ Common Stock (4,570 underlying)
Award
Stock Option (right to buy)
2013-02-21$7.64/sh+43,486$332,233→ 43,486 total
Exercise: $7.64From: 2014-02-21Exp: 2020-02-21→ Common Stock (43,486 underlying)
Award
Restricted Stock Units
2013-02-21+15,732→ 15,732 total
Exercise: $0.00From: 2016-02-21→ Common Stock (15,732 underlying)
Tax Payment
Common Stock
2013-02-21$7.64/sh−5,023$38,376→ 9,312 total
Award
Performance Stock Units (2010-2012)
2013-02-21+3,584→ 3,584 total
Exercise: $0.00→ Common Stock (3,584 underlying)
Award
Performance Stock Units (2011-2013)
2012-02-12+5,667→ 5,667 total
Exercise: $0.00→ Common Stock (5,667 underlying)
Exercise/Conversion
Performance Stock Units (2010-2012)
2013-02-21−3,584→ 0 total
Exercise: $0.00→ Common Stock (3,584 underlying)
Exercise/Conversion
Performance Stock Units (2010-2012)
2013-02-21−7,167→ 0 total
Exercise: $0.00→ Common Stock (7,167 underlying)
Exercise/Conversion
Performance Stock Units (2010-2012)
2013-02-21−3,584→ 0 total
Exercise: $0.00→ Common Stock (3,584 underlying)

Holdings

Common Stock
(indirect: By 401(k))
3,354

Footnotes (6)

[F1]Reflects the settlement on the transaction date indicated of performance stock units ("PSUs") earned in each of the one-year performance periods in the PSU (2010-2012) cycle.
[F2]Represents number of ACCO Brands Corporation common stock held in reporting owner's 401(k) retirement savings plan account as of January 31, 2013.
[F3]Reflects PSUs granted under the Issuer's Amended and Restated Incentive Plan that were earned by the reporting person during each one-year performance period on the transaction date indicated. Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.
[F4]Reflects the settlement of earned PSUs into an equal number of shares of common stock on the transaction date indicated.
[F5]Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 21, 2016 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
[F6]Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Documents

2 files

Issuer

ACCO BRANDS CORP

CIK 0000712034

→

Entity typeother

Related Parties

filerCIK 0001461101

Filing Metadata

Form type: 4
Filed: Feb 24, 7:00 PM ET
Accepted: Feb 25, 7:32 PM ET
Size: 34.5 KB

View on SEC.gov