Home/Filings/4/0001209191-13-011619
4//SEC Filing

CALDWELL DAVID S 4

Accession 0001209191-13-011619

CIK 0000016614other

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 4:43 PM ET

Size

21.0 KB

Accession

0001209191-13-011619

Insider Transaction Report

Form 4
Period: 2013-02-22
CALDWELL DAVID S
Sr. VP - Advantage Bank
Transactions
  • Tax Payment

    Common Stock

    2013-02-22$3.47/sh751$2,60653,447 total
  • Award

    Common Stock

    2013-02-22+9,23454,198 total
Holdings
  • Common Stock Warrants (right to buy)

    (indirect: By Children)
    Exercise: $2.10From: 2012-11-07Exp: 2017-11-06Common Shares (3,091 underlying)
    3,091
  • Stock Option

    Exercise: $8.92From: 2008-01-22Exp: 2018-01-22Common Shares (2,707 underlying)
    2,707
  • Stock Option

    Exercise: $17.17From: 2004-01-27Exp: 2014-01-27Common Shares (1,426 underlying)
    1,426
  • Common Stock Warrants (right to buy)

    (indirect: By 401(k))
    Exercise: $2.10From: 2012-11-07Exp: 2017-11-06Common Shares (57,143 underlying)
    57,143
  • Stock Option

    Exercise: $2.15From: 2011-02-18Exp: 2021-02-18Common Shares (7,264 underlying)
    7,264
  • Stock Option

    Exercise: $12.35From: 2007-01-23Exp: 2017-01-23Common Shares (1,208 underlying)
    1,208
  • Stock Option

    Exercise: $14.10From: 2006-02-01Exp: 2016-02-01Common Shares (4,697 underlying)
    4,697
  • Common Stock

    (indirect: By Children)
    9,139
  • Common Stock

    (indirect: By 401(k))
    124,116
  • Common Stock Warrants (right to buy)

    Exercise: $2.10From: 2012-11-07Exp: 2017-11-06Common Shares (11,241 underlying)
    11,241
  • Stock Option

    Exercise: $2.51From: 2010-02-26Exp: 2020-02-26Common Shares (11,453 underlying)
    11,453
  • Stock Option

    Exercise: $16.51From: 2005-02-27Exp: 2015-01-27Common Shares (3,100 underlying)
    3,100
Footnotes (3)
  • [F1]Award represents a grant of restricted stock pursuant to the Camco Financial Corporation 2010 Equity Plan. From this award, 20% of the stock vests immediately, and of the remaining restricted stock, 25% will vest upon certification of the 2013 financial results, subject to the terms of an award agreement, and 75% will vest upon certification of the 2014 financial results, subject to the terms of an award agreement.
  • [F2]Shares forfeited for tax purposes, for those shares vesting immediately, based on the closing price on February 22, 2013 with a total value of $2,605.97.
  • [F3]20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.

Issuer

CAMCO FINANCIAL CORP

CIK 0000016614

Entity typeother

Related Parties

1
  • filerCIK 0001203885

Filing Metadata

Form type
4
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 4:43 PM ET
Size
21.0 KB