4//SEC Filing
CALDWELL DAVID S 4
Accession 0001209191-13-011619
CIK 0000016614other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 4:43 PM ET
Size
21.0 KB
Accession
0001209191-13-011619
Insider Transaction Report
Form 4
CALDWELL DAVID S
Sr. VP - Advantage Bank
Transactions
- Tax Payment
Common Stock
2013-02-22$3.47/sh−751$2,606→ 53,447 total - Award
Common Stock
2013-02-22+9,234→ 54,198 total
Holdings
- 3,091(indirect: By Children)
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (3,091 underlying) - 2,707
Stock Option
Exercise: $8.92From: 2008-01-22Exp: 2018-01-22→ Common Shares (2,707 underlying) - 1,426
Stock Option
Exercise: $17.17From: 2004-01-27Exp: 2014-01-27→ Common Shares (1,426 underlying) - 57,143(indirect: By 401(k))
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (57,143 underlying) - 7,264
Stock Option
Exercise: $2.15From: 2011-02-18Exp: 2021-02-18→ Common Shares (7,264 underlying) - 1,208
Stock Option
Exercise: $12.35From: 2007-01-23Exp: 2017-01-23→ Common Shares (1,208 underlying) - 4,697
Stock Option
Exercise: $14.10From: 2006-02-01Exp: 2016-02-01→ Common Shares (4,697 underlying) - 9,139(indirect: By Children)
Common Stock
- 124,116(indirect: By 401(k))
Common Stock
- 11,241
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (11,241 underlying) - 11,453
Stock Option
Exercise: $2.51From: 2010-02-26Exp: 2020-02-26→ Common Shares (11,453 underlying) - 3,100
Stock Option
Exercise: $16.51From: 2005-02-27Exp: 2015-01-27→ Common Shares (3,100 underlying)
Footnotes (3)
- [F1]Award represents a grant of restricted stock pursuant to the Camco Financial Corporation 2010 Equity Plan. From this award, 20% of the stock vests immediately, and of the remaining restricted stock, 25% will vest upon certification of the 2013 financial results, subject to the terms of an award agreement, and 75% will vest upon certification of the 2014 financial results, subject to the terms of an award agreement.
- [F2]Shares forfeited for tax purposes, for those shares vesting immediately, based on the closing price on February 22, 2013 with a total value of $2,605.97.
- [F3]20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
Documents
Issuer
CAMCO FINANCIAL CORP
CIK 0000016614
Entity typeother
Related Parties
1- filerCIK 0001203885
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 4:43 PM ET
- Size
- 21.0 KB