BOYCE RICHARD W 4
4 · LPL Financial Holdings Inc. · Filed Feb 26, 2013
Insider Transaction Report
Form 4
BOYCE RICHARD W
Director
Transactions
- Award
Common Stock, par value $0.001 per share
2013-02-22+1,582→ 8,097 total
Footnotes (2)
- [F1]These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date.
- [F2]Mr. Boyce is a TPG partner. TPG is affiliated with TPG Partners IV, L.P. ("TPG IV"), a Delaware limited partnership. As disclosed on a Form 4 filed with the Securities and Exchange Commission on May 8, 2012 by TPG Group Holdings (SBS) Advisors, Inc., an affiliate of TPG IV, TPG IV directly holds 26,960,185 shares of Common Stock. Mr. Boyce disclaims beneficial ownership of the shares of Common Stock that are or may be beneficially owned by TPG IV or any of its affiliates, including TPG Group Holdings (SBS) Advisors, Inc. pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Boyce is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer directly held by TPG IV or any of its affiliates.