LPL Financial Holdings Inc.·4

Feb 26, 4:56 PM ET

Brown Stephanie L 4

4 · LPL Financial Holdings Inc. · Filed Feb 26, 2013

Insider Transaction Report

Form 4
Period: 2013-02-22
Brown Stephanie L
Managing Director, GC
Transactions
  • Award

    Common Stock, par value $0.001 per share

    2013-02-22+3,417545,787.8 total
  • Award

    Option to Purchase Common Stock

    2013-02-22+21,10621,106 total
    Exercise: $31.60Exp: 2023-02-22Common Stock (21,106 underlying)
Footnotes (3)
  • [F1]These shares represent restricted stock units that were granted under the Issuer's 2010 Omnibus Equity Incentive Plan. The restricted stock units will vest in 25% increments on each of February 22, 2014, 2015, 2016, and 2017.
  • [F2]Represents 542,370.80 shares of Common Stock and 3,417 shares of restricted stock units.
  • [F3]The option is not currently exercisable as to any shares. This option is exercisable in 25% increments on each of February 22, 2014, 2015, 2016, and 2017.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION