4//SEC Filing
Trachimowicz Richard J 4
Accession 0001209191-13-013895
CIK 0001501364other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:08 PM ET
Size
30.8 KB
Accession
0001209191-13-013895
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2013-03-01$12.85/sh−200$2,570→ 0 total - Sale
Common Stock
2013-03-01$12.80/sh−3,750$48,000→ 0 total - Sale
Common Stock
2013-03-01$12.83/sh−7,951$102,011→ 0 total - Sale
Common Stock
2013-03-01$12.84/sh−300$3,851→ 0 total - Sale
Common Stock
2013-03-01$12.84/sh−2,344$30,097→ 0 total - Sale
Common Stock
2013-03-01$12.85/sh−1,300$16,699→ 0 total
Holdings
- 34,817
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (34,817 underlying) - 6,904.761(indirect: By 401(k))
Common Stock
- 16,863.661(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 30,806
Common Stock
- 3,033
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (3,033 underlying) - 9,858
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (9,858 underlying) - 9,858
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (9,858 underlying) - 9,251
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,251 underlying) - 9,373
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (9,373 underlying) - 9,385
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (9,385 underlying) - 12,358
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (12,358 underlying)
Footnotes (17)
- [F1]Shares allocated to the account of Mr. Trachimowicz under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested
- [F10]Includes additional non-reportable shares acquired through dividend reinvestment for Mr. Trachimowicz, not previously reported are comprised of 480 shares.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F15]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F16]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first 20% becoming exercisable on June 21, 2012 and and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F17]Stock options granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Award Plan and will become exercisable in four equal annual installments of 25%, with the first 25% becoming exercisable on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter.
- [F2]Includes 4,501 shares held jointly with wife.
- [F3]Represents 200 shares held jointly with wife.
- [F4]Includes 3,248 restricted shares granted pursuant to the Rockville financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meets certain performance goals.
- [F5]Includes 3,808 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 5,000 shares (x 1.5167 exchange ratio became 7,583 shares) will become vested in equal 20% increments over a five year period, the first 20% becoming vested on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,769 shares (1,490 shares x 1.5167 exchange ratio became 2,259 shares in March 2011, plus 510 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 1,006 shares sold on the open market.
- [F6]Includes 1,985 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 960 shares (338 shares x 1.5167 exchange ratio became 512 shares in March 2011, plus 448 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 467 shares sold on the open market.
- [F7]Includes 2,322 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 699 shares (116 shares x 1.5167 exchange ratio became 175 shares in March 2011, plus 524 shares since that time) withheld by the Issuer for tax withholding purposes, as well as 391 shares sold on the open market.
- [F8]Includes 1,353 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,851 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 287 shares withheld by the Issuer for tax withholding purposes, as well as 211 shares sold on the open market.
- [F9]Includes 7,309 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 9,745 shares will become vested in four equal annual installments of 25%, with the first 25% vesting on June 21, 2012 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 815 shares withheld by the Issuer for tax withholding purposes, as well as 1,621 shares sold on the open market.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313298
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:08 PM ET
- Size
- 30.8 KB