4//SEC Filing
Engelson David A 4
Accession 0001209191-13-015592
CIK 0001501364other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 4:04 PM ET
Size
15.5 KB
Accession
0001209191-13-015592
Insider Transaction Report
Form 4
Engelson David A
Director
Transactions
- Gift
Common Stock
2013-03-07−200→ 68,111 total
Holdings
- 7,583(indirect: By Spouse)
Common Stock
- 5,308
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,308 underlying) - 2,990(indirect: By IRA)
Common Stock
- 9,555
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (9,555 underlying) - 5,308
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (5,308 underlying) - 5,308
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (5,308 underlying) - 2,017
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (2,017 underlying) - 5,682
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (5,682 underlying)
Footnotes (8)
- [F1]Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
- [F2]Includes 10,000 shares held jointly with wife.
- [F3]Gifted 100 shares each to two of his minor grandchildren.
- [F4]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F8]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001312046
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 4:04 PM ET
- Size
- 15.5 KB