XRS Corp|4Mar 13, 8:19 AM ET

TRIDENT CAPITAL MANAGEMENT V LLC 4

4 · XRS Corp · Filed Mar 13, 2013

Form 4

Period: 2013-03-11

10% Owner

Transactions

Other
Series B Preferred Stock
2013-03-11+236→ 11,986 total(indirect: See footnote)
→ Common stock, $0.01 par value (236 underlying)
Other
Series B Preferred Stock
2013-03-11+1,173→ 59,686 total(indirect: See footnote)
→ Common stock, $0.01 par value (1,173 underlying)
Other
Series B Preferred Stock
2013-03-11+3,080→ 156,665 total(indirect: See footnote)
→ Common stock, $0.01 par value (3,080 underlying)
Other
Series B Preferred Stock
2013-03-11+40,542→ 2,062,116 total(indirect: See footnote)
→ Common stock, $0.01 par value (40,542 underlying)
Other
Series B Preferred Stock
2013-03-11+225→ 11,437 total(indirect: See footnote)
→ Common stock, $0.01 par value (225 underlying)

Footnotes (9)

[F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
[F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
[F3]Not applicable.
[F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
[F5]These securities are owned by Trident Capital Fund-V, L.P.
[F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
[F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
[F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
[F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file