4//SEC Filing
SMITH ROBERT S 4
Accession 0001209191-13-016822
CIK 0001289592other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 2:43 PM ET
Size
9.9 KB
Accession
0001209191-13-016822
Insider Transaction Report
Form 4
SMITH ROBERT S
Director
Transactions
- Award
Common Stock-par value @ $0.01 per share
2013-03-12+13,982→ 13,982 total - Award
Employee Stock Option (right to buy)
2013-03-13+4,680→ 0 totalExercise: $16.28Exp: 2016-04-01→ Common Stock-par value @ $0.01 per share (4,680 underlying) - Award
Employee Stock Option (right to buy)
2013-03-13+13,159→ 0 totalExercise: $23.61Exp: 2017-03-22→ Common Stock-par value @ $0.01 per share (13,159 underlying)
Footnotes (5)
- [F1]Acquisition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of July 30, 2012, by and among Tower Group, Inc., Canopius Holdings Bermuda Limited (renamed Tower Group International, Ltd), Canopius Mergerco, Inc. and Condor I Corporation. This report is being filed by the reporting person solely to report the acquisition of securities of the Issuer made in connection with the Merger. The Reporting Person has filed a separate Form 4 to reflect the corresponding disposition of Tower Group Inc, securities made in connection with the Merger.
- [F2]Shares of common stock received in connection with the Merger in the ratio of 1.1330 shares of Tower Group International, Ltd. per share of Tower Group, Inc.
- [F3]This option vested one third each on June 1, 2007, August 1, 2008 and October 1, 2009.
- [F4]Options assumed/converted in connection with the Merger into 1.1330 ordinary shares of Tower Group International, Ltd per option to acquire one share of Tower Group, Inc. at an exercise price adjusted by the 1.1330 conversion ratio.
- [F5]This option vested one third each on May 22, 2008, July 22, 2009 and September 22, 2010.
Documents
Issuer
Tower Group International, Ltd.
CIK 0001289592
Entity typeother
Related Parties
1- filerCIK 0001218310
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 2:43 PM ET
- Size
- 9.9 KB