4//SEC Filing
JOHANNESSEN KEITH N 4
Accession 0001209191-13-018491
CIK 0001043000other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 6:13 PM ET
Size
16.1 KB
Accession
0001209191-13-018491
Insider Transaction Report
Form 4
JOHANNESSEN KEITH N
DirectorPRESIDENT & COO
Transactions
- Exercise/Conversion
Common Stock Option (right to purchase)
2013-03-26−14,166→ 0 totalExercise: $6.30Exp: 2013-12-03→ Common Stock (14,166 underlying) - Sale
Common Stock
2013-03-26$26.29/sh−2,208$58,048→ 357,827 total - Sale
Common Stock
2013-03-26$26.61/sh−11,958$318,202→ 360,035 total - Exercise/Conversion
Common Stock
2013-03-25$6.30/sh+42,374$266,956→ 400,201 total - Sale
Common Stock
2013-03-25$26.46/sh−42,374$1,121,216→ 357,827 total - Exercise/Conversion
Common Stock
2013-03-26$6.30/sh+14,166$89,246→ 371,993 total - Exercise/Conversion
Common Stock Option (right to purchase)
2013-03-25−42,374→ 14,166 totalExercise: $6.30Exp: 2013-12-03→ Common Stock (42,374 underlying)
Footnotes (6)
- [F1]The total number of shares reported corrects a de minimis error in the reporting person's previous Form 4 filed on March 8, 2013 (the "Prior Form 4"). The Prior Form 4 reported the forfeiture of 1,038 shares of performance-based restricted stock when in actuality 1,039 shares of performance-based restricted stock were forfeited.
- [F2]A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities. As indicated in the table above, the options were scheduled to expire on December 3, 2013 if not exercised prior to such date.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.45 to $26.52, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The options vested in three installments of 33%, 33% and 34% on December 4, 2004, December 4, 2005 and December 4, 2006, respectively.
- [F5]Granted on December 4, 2003 pursuant to the Capital Senior Living Corporation 1997 Omnibus Stock Incentive Plan.
- [F6]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.77, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
CAPITAL SENIOR LIVING CORP
CIK 0001043000
Entity typeother
Related Parties
1- filerCIK 0001257205
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 6:13 PM ET
- Size
- 16.1 KB