4//SEC Filing
CALDWELL DAVID S 4
Accession 0001209191-13-018761
CIK 0000016614other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 3:32 PM ET
Size
18.9 KB
Accession
0001209191-13-018761
Insider Transaction Report
Form 4
CALDWELL DAVID S
Sr. VP - Advantage Bank
Transactions
- Tax Payment
Common Stock
2013-03-27$3.59/sh−941$3,378→ 52,506 total
Holdings
- 3,091(indirect: By Children)
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (3,091 underlying) - 11,453
Stock Option
Exercise: $2.51From: 2010-02-26Exp: 2020-02-26→ Common Shares (11,453 underlying) - 2,707
Stock Option
Exercise: $8.92From: 2008-01-22Exp: 2018-01-22→ Common Shares (2,707 underlying) - 1,208
Stock Option
Exercise: $12.35From: 2007-01-23Exp: 2017-01-23→ Common Shares (1,208 underlying) - 1,426
Stock Option
Exercise: $17.17From: 2004-01-27Exp: 2014-01-27→ Common Shares (1,426 underlying) - 7,264
Stock Option
Exercise: $2.15From: 2011-02-18Exp: 2021-02-18→ Common Shares (7,264 underlying) - 124,116(indirect: By 401(k))
Common Stock
- 11,241
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (11,241 underlying) - 4,697
Stock Option
Exercise: $14.10From: 2006-02-01Exp: 2016-02-01→ Common Shares (4,697 underlying) - 3,100
Stock Option
Exercise: $16.51From: 2005-02-27Exp: 2015-01-27→ Common Shares (3,100 underlying) - 9,139(indirect: By Children)
Common Stock
- 57,143(indirect: By 401(k))
Common Stock Warrants (right to buy)
Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (57,143 underlying)
Footnotes (2)
- [F1]Shares forfeited for tax purposes, for shares vested and valued at closing price on March 27, 2013 with a value of $3,378.19.
- [F2]20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
Documents
Issuer
CAMCO FINANCIAL CORP
CIK 0000016614
Entity typeother
Related Parties
1- filerCIK 0001203885
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 3:32 PM ET
- Size
- 18.9 KB