4//SEC Filing
PHELAN WILLIAM L. 4
Accession 0001209191-13-019216
CIK 0001340127other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:50 PM ET
Size
14.9 KB
Accession
0001209191-13-019216
Insider Transaction Report
Form 4
Carbonite IncCARB
PHELAN WILLIAM L.
VP of Product
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2013-03-28−3,750→ 22,500 totalExercise: $4.90Exp: 2020-08-04→ Common Stock (3,750 underlying) - Sale
Common Stock
2013-03-28$10.78/sh−3,750$40,415→ 0 total - Sale
Common Stock
2013-03-28$11.00/sh−2,500$27,500→ 0 total - Exercise/Conversion
Common Stock
2013-03-28$4.90/sh+3,750$18,375→ 3,750 total - Exercise/Conversion
Common Stock
2013-03-28$9.02/sh+2,500$22,550→ 2,500 total - Exercise/Conversion
Stock Option (right to buy)
2013-03-28−2,500→ 37,500 totalExercise: $9.02Exp: 2022-07-27→ Common Stock (2,500 underlying)
Footnotes (4)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2012.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.71 to $10.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This option is currently exercisable for 3,750 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock in 6 equal quarterly installments beginning on June 28, 2013.
- [F4]This option is currently exercisable for 2,500 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock in 14 equal quarterly installments beginning on April 27, 2013.
Documents
Issuer
Carbonite Inc
CIK 0001340127
Entity typeother
Related Parties
1- filerCIK 0001526450
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 4:50 PM ET
- Size
- 14.9 KB