4//SEC Filing
Schineller Peter W. 4
Accession 0001209191-13-019754
CIK 0001344413other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:39 PM ET
Size
7.6 KB
Accession
0001209191-13-019754
Insider Transaction Report
Form 4
Schineller Peter W.
SVP and CCO
Transactions
- Award
Stock Option (right to buy)
2013-03-29+87,500→ 87,500 totalExercise: $4.42Exp: 2023-03-28→ Common Stock (87,500 underlying) - Award
Common Stock
2013-03-29$4.42/sh+43,750$193,375→ 43,750 total
Footnotes (2)
- [F1]Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2005 Equity Incentive Plan (the "Plan"). If the Issuer's common stock listed on the Nasdaq Global Market has traded at or above $8.63 on each trading day of any 30-day trading period after March 29, 2013 (the "Price Trigger"), then 50% of the RSUs will vest on the later of March 29, 2016 and the date on which the Price Trigger is met, and the remaining 50% of the RSUs will vest on the later of March 29, 2017 and the date on which the Price Trigger is met, provided in each case that the Reporting Person remains employed by the Company through the applicable vesting date.
- [F2]Grant to the Reporting Person of a stock option under the Plan. 50% of such option vests on March 29, 2014 and the remaining 50% will vest monthly over the following 12 months, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant.
Documents
Issuer
Alexza Pharmaceuticals Inc.
CIK 0001344413
Entity typeother
Related Parties
1- filerCIK 0001569967
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 5:39 PM ET
- Size
- 7.6 KB