JTH Holding, Inc.|4Apr 3, 4:32 PM ET

EDISON VENTURE FUND IV LP 4

4 · JTH Holding, Inc. · Filed Apr 3, 2013

Form 4

Period: 2013-04-01

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
Exercise of In-Money
Stock Option (right to buy)
2013-04-01−10,000→ 0 total
Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
Sale
Class A Common Stock
2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
Exercise of In-Money
Stock Option (right to buy)
2013-04-01−10,000→ 0 total
Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
Exercise of In-Money
Stock Option (right to buy)
2013-04-01−10,000→ 0 total
Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
Exercise of In-Money
Class A Common Stock
2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
Exercise of In-Money
Stock Option (right to buy)
2013-04-01−10,000→ 0 total
Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
Exercise of In-Money
Stock Option (right to buy)
2013-04-01−8,627→ 0 total
Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)

Footnotes (3)

[F1]The shares are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Partners. Mr. Golding is a director of the issuer and files separate reports under Section 16. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.
[F2]Reflects 46,195 shares withheld by the issuer at the market price of $15.79 per share less an exercise price of $15.00 per share to fund the cashless exercise of 48,627 options owned by Edison Venture.
[F3]Reflects 82,432 shares repurchased from Edison Venture by the issuer.

Documents

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