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4//SEC Filing

EDISON VENTURE FUND IV LP 4

Accession 0001209191-13-020170

CIK 0001528930other
View on SEC.govCompany Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 4:32 PM ET

Size

25.7 KB

Accession

0001209191-13-020170

Insider Transaction Report

Form 4
Period: 2013-04-01
JTH Holding, Inc.TAX
MARTINSON ROSS T
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−8,627→ 0 total
    Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Class A Common Stock

    2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
  • Sale

    Class A Common Stock

    2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
EDISON VENTURE FUND IV LP
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
  • Sale

    Class A Common Stock

    2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Class A Common Stock

    2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−8,627→ 0 total
    Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)
MARTINSON JOHN H
10% Owner
Transactions
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−8,627→ 0 total
    Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)
  • Sale

    Class A Common Stock

    2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Class A Common Stock

    2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
  • Sale

    Class A Common Stock

    2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
Edison Partners IV LP
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
  • Sale

    Class A Common Stock

    2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−8,627→ 0 total
    Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)
  • Exercise of In-Money

    Class A Common Stock

    2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
ALLEGRA JOSEPH A
10% Owner
Transactions
  • Exercise of In-Money

    Class A Common Stock

    2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total
  • Sale

    Class A Common Stock

    2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total
  • Sale

    Class A Common Stock

    2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−10,000→ 0 total
    Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying)
  • Exercise of In-Money

    Stock Option (right to buy)

    2013-04-01−8,627→ 0 total
    Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying)
Footnotes (3)
  • [F1]The shares are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Partners. Mr. Golding is a director of the issuer and files separate reports under Section 16. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.
  • [F2]Reflects 46,195 shares withheld by the issuer at the market price of $15.79 per share less an exercise price of $15.00 per share to fund the cashless exercise of 48,627 options owned by Edison Venture.
  • [F3]Reflects 82,432 shares repurchased from Edison Venture by the issuer.

Documents

1 file

Issuer

JTH Holding, Inc.

CIK 0001528930

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001065845

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:32 PM ET
Size
25.7 KB
View on SEC.gov