Golding Gary Patrick 4
4 · JTH Holding, Inc. · Filed Apr 3, 2013
Insider Transaction Report
Form 4
Golding Gary Patrick
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2013-04-01$15.00/sh+48,627$729,405→ 1,351,827 total(indirect: By Edison Venture Fund IV, L.P.) - Exercise/Conversion
Stock Option (right to buy)
2013-04-01−8,627→ 0 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $15.00From: 2012-12-01Exp: 2017-06-01→ Class A Common Stock (8,627 underlying) - Disposition to Issuer
Class A Common Stock
2013-04-01$15.80/sh−82,432$1,302,426→ 1,223,200 total(indirect: By Edison Venture Fund IV, L.P.) - Exercise/Conversion
Stock Option (right to buy)
2013-04-01−10,000→ 0 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $15.00From: 2009-11-29Exp: 2014-05-29→ Class A Common Stock (10,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2013-04-01−10,000→ 0 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $15.00From: 2011-12-03Exp: 2016-06-03→ Class A Common Stock (10,000 underlying) - Tax Payment
Class A Common Stock
2013-04-01$15.79/sh−46,195$729,419→ 1,305,632 total(indirect: By Edison Venture Fund IV, L.P.) - Exercise/Conversion
Stock Option (right to buy)
2013-04-01−10,000→ 0 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $15.00From: 2008-12-16Exp: 2013-06-16→ Class A Common Stock (10,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2013-04-01−10,000→ 0 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $15.00From: 2010-12-04Exp: 2015-06-04→ Class A Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The shares are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Partners. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his respective pecuniary interest therein.
- [F2]Reflects 46,195 shares withheld by the issuer at the market price of $15.79 per share less an exercise price of $15.00 per share to fund the cashless exercise of 48,627 options owned by Edison Venture.
- [F3]Reflects 82,432 shares repurchased from Edison Venture by the issuer.