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4//SEC Filing

Waslaski Shane N 4

Accession 0001209191-13-021034

CIK 0001466593other
View on SEC.govCompany Profile

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 2:51 PM ET

Size

15.5 KB

Accession

0001209191-13-021034

Insider Transaction Report

Form 4
Period: 2013-04-08
Otter Tail CorpOTTR
Waslaski Shane N
Sr VP, Man & Infra Platform
Transactions
  • Award

    Common Stock

    2013-04-08+1,700→ 6,466.375 total
  • Exercise/Conversion

    Restricted Stock Units (right to buy)

    2013-04-08−2,000→ 0 total
    From: 2013-04-08Exp: 2013-04-08→ Common Stock (2,000 underlying)
  • Tax Payment

    Common Stock

    2013-04-08$31.03/sh−169$5,244→ 4,766.375 total
  • Exercise/Conversion

    Common Stock

    2013-04-08+2,000→ 5,608.375 total
  • Tax Payment

    Common Stock

    2013-04-08$31.03/sh−673$20,883→ 4,935.375 total
Holdings

  • Restricted Stock Units (right to buy)

    From: 2014-04-08Exp: 2014-04-08→ Common Stock (3,000 underlying)
    3,000

  • Restricted Stock Units (right to buy)

    From: 2015-04-08Exp: 2015-04-08→ Common Stock (5,500 underlying)
    5,500
Footnotes (8)
  • [F1]The reporting person receives one share of Common Stock for each restricted stock unit that vests.
  • [F2]In accordance with the issuer's equity award program, restricted stock units were forfeited to issuer in satisfaction of tax withholding obligation upon vesting of 2,000 restricted stock units on April 8, 2013. The issuer returned such forfeited restricted stock units to the respective stock plan.
  • [F3]Grant of Restricted Stock. On 4/8/2013, 169 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).
  • [F4]Shares of Common Stock acquired under the Corporation's Stock Incentive Plan, which is a grant of Restricted Stock. The 1,700 shares granted 4/8/2013 vest 25% yearly commencing 4/8/2014.
  • [F5]This grant has a FMV of $31.0305.
  • [F6]Total direct holdings include shares jointly held with spouse in the Employee Stock Purchase Plan, shares held individually with Wells Fargo and Merrill Lynch and shares acquired pursuant to Restricted Stock Units and Restricted Stock Award distributions.
  • [F7]Each restricted stock unit represents a contingent right to receive one share of Common Stock.
  • [F8]1 -for -1

Documents

1 file

Issuer

Otter Tail Corp

CIK 0001466593

→
Entity typeother

Related Parties

1
  • filerCIK 0001517662

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 2:51 PM ET
Size
15.5 KB
View on SEC.gov