4//SEC Filing
ROSENSTOCK RICHARD J 4
Accession 0001209191-13-021399
CIK 0001029730other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 8:48 AM ET
Size
7.9 KB
Accession
0001209191-13-021399
Insider Transaction Report
Form 4
ROSENSTOCK RICHARD J
Director
Transactions
- Purchase
Common Stock
2013-04-15$1.44/sh+5,000$7,200→ 104,000 total(indirect: By IRA)
Holdings
- 2,701,586(indirect: By Trust)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 115,000
Common Stock
- 5,000(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001044006
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 8:48 AM ET
- Size
- 7.9 KB