4//SEC Filing
HOOGENBOOM PAUL G 4
Accession 0001209191-13-021969
CIK 0000110621other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 5:27 PM ET
Size
18.5 KB
Accession
0001209191-13-021969
Insider Transaction Report
Form 4
HOOGENBOOM PAUL G
Sr. VP- Mfg & Operations & CIO
Transactions
- Disposition to Issuer
Common Stock, $0.01 par value
2013-04-16$29.51/sh−18,044$532,478→ 244,805 total - Exercise/Conversion
Stock Appreciation Rights
2013-04-16−25,000→ 195,000 totalExercise: $17.65Exp: 2015-10-05→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock, $0.01 par value
2013-04-16$17.63/sh+25,000$440,750→ 237,849 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-04-16−25,000→ 0 totalExercise: $17.63Exp: 2014-10-29→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock, $0.01 par value
2013-04-16$17.65/sh+25,000$441,250→ 262,849 total - Sale
Common Stock, $0.01 par value
2013-04-16$30.01/sh−31,956$958,984→ 212,849 total
Holdings
- 1,981(indirect: By 401(k))
Common Stock, $0.01 par value
- 634
Phantom Stock
→ Common Stock (634 underlying)
Footnotes (10)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $29.93 - 30.05. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F10]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
- [F2]Includes an aggregate of 10,177 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 40,150 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 55,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 60,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of April 17, 2013 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]The option vested in four equal installments on October 29, 2005, 2006, 2007 and 2008.
- [F5]The Stock Appreciation Rights vested on October 15, 2006, 2007, 2008 and 2009.
- [F6]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2006 and 2012 and expire 10 years from the date of grant.
- [F7]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F8]1-for-1
- [F9]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224030
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 5:27 PM ET
- Size
- 18.5 KB