4//SEC Filing
WILLIS JOHN R 4
Accession 0001209191-13-022564
CIK 0001536035other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 5:20 PM ET
Size
10.0 KB
Accession
0001209191-13-022564
Insider Transaction Report
Form 4
Roundy's, Inc.RNDY
WILLIS JOHN R
Director10% Owner
Transactions
- Award
Common Stock, par value $0.01
2013-04-23+11,257→ 20,241 total
Holdings
- 417,255(indirect: See Footnote)
Common Stock, par value $0.01
- 417,255(indirect: See Footnote)
Common Stock, par value $0.01
- 13,857,853(indirect: See Footnote)
Common Stock, par value $0.01
- 120,170(indirect: See Footnote)
Common Stock, par value $0.01
Footnotes (4)
- [F1]Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F2]Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F3]Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Mangaing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F4]Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H.Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Documents
Issuer
Roundy's, Inc.
CIK 0001536035
Entity typeother
Related Parties
1- filerCIK 0001038733
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 5:20 PM ET
- Size
- 10.0 KB