4//SEC Filing
Gamble Paul 4
Accession 0001209191-13-022599
CIK 0001430592other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 6:14 PM ET
Size
9.2 KB
Accession
0001209191-13-022599
Insider Transaction Report
Form 4
Gamble Paul
EVP, Distrib & Inst Services
Transactions
- Sale
Common Stock
2013-04-23$35.09/sh−2,162$75,874→ 19,752 total - Exercise/Conversion
Common Stock
2013-04-23$6.51/sh+2,162$14,075→ 21,914 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-23−2,162→ 0 totalExercise: $6.51Exp: 2018-11-11→ Common Stock (2,162 underlying)
Footnotes (3)
- [F1]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $35.38, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
- [F3]The option award is fully vested.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeother
Related Parties
1- filerCIK 0001561873
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 6:14 PM ET
- Size
- 9.2 KB