Gamble Paul 4
4 · Financial Engines, Inc. · Filed Apr 25, 2013
Insider Transaction Report
Form 4
Gamble Paul
EVP, Distrib & Inst Services
Transactions
- Sale
Common Stock
2013-04-23$35.09/sh−2,162$75,874→ 19,752 total - Exercise/Conversion
Common Stock
2013-04-23$6.51/sh+2,162$14,075→ 21,914 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-23−2,162→ 0 totalExercise: $6.51Exp: 2018-11-11→ Common Stock (2,162 underlying)
Footnotes (3)
- [F1]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $35.38, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
- [F3]The option award is fully vested.