4//SEC Filing
Kropp Ronald D 4
Accession 0001209191-13-022780
CIK 0000049826other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 4:19 PM ET
Size
51.5 KB
Accession
0001209191-13-022780
Insider Transaction Report
Form 4
Kropp Ronald D
Sr VP & CFO
Transactions
- Exercise/Conversion
Employee Stock Option
2013-04-25−24,499→ 73,498 totalExercise: $55.71From: 2013-02-10Exp: 2022-02-10→ Common Stock (24,499 underlying) - Sale
Common Stock
2013-04-24$64.40/sh−623$40,121→ 14,211 total - Sale
Common Stock
2013-04-24$64.23/sh−70,000$4,496,100→ 14,211 total - Sale
Common Stock
2013-04-24$63.37/sh−42,014$2,662,427→ 14,211 total - Exercise/Conversion
Common Stock
2013-04-25$55.71/sh+24,499$1,364,839→ 25,767 total - Sale
Common Stock
2013-04-25$65.36/sh−1,268$82,876→ 0 total - Exercise/Conversion
Employee Stock Option
2013-04-24−70,000→ 0 totalExercise: $48.51From: 2009-02-08Exp: 2018-02-08→ Common Stock (70,000 underlying) - Exercise/Conversion
Common Stock
2013-04-25$55.81/sh+45,401$2,533,830→ 46,669 total - Exercise/Conversion
Common Stock
2013-04-24$48.51/sh+70,000$3,395,700→ 84,211 total - Exercise/Conversion
Common Stock
2013-04-24$35.12/sh+15,000$526,800→ 29,211 total - Exercise/Conversion
Common Stock
2013-04-24$43.64/sh+42,820$1,868,665→ 57,031 total - Sale
Common Stock
2013-04-25$65.40/sh−12,943$846,472→ 1,268 total - Sale
Common Stock
2013-04-25$65.70/sh−24,499$1,609,584→ 1,268 total - Exercise/Conversion
Employee Stock Option
2013-04-24−30,067→ 0 totalExercise: $51.60From: 2008-02-09Exp: 2017-02-09→ Common Stock (30,067 underlying) - Exercise/Conversion
Employee Stock Option
2013-04-24−57,014→ 3,689 totalExercise: $35.12From: 2010-02-13Exp: 2019-02-13→ Common Stock (57,014 underlying) - Exercise/Conversion
Common Stock
2013-04-24$51.60/sh+30,067$1,551,457→ 44,278 total - Sale
Common Stock
2013-04-24$64.22/sh−30,067$1,930,903→ 14,211 total - Exercise/Conversion
Common Stock
2013-04-24$35.12/sh+42,014$1,475,532→ 56,225 total - Sale
Common Stock
2013-04-24$64.22/sh−15,000$963,300→ 14,211 total - Sale
Common Stock
2013-04-24$63.57/sh−42,820$2,722,067→ 14,211 total - Sale
Common Stock
2013-04-25$65.63/sh−45,401$2,979,668→ 1,268 total - Exercise/Conversion
Employee Stock Option
2013-04-24−42,820→ 21,998 totalExercise: $43.64From: 2011-02-12Exp: 2020-02-12→ Common Stock (42,820 underlying) - Exercise/Conversion
Employee Stock Option
2013-04-25−45,401→ 45,401 totalExercise: $55.81From: 2012-02-11Exp: 2021-02-11→ Common Stock (45,401 underlying)
Holdings
- 12,046
Performance Restricted Stock Unit (granted 2/11/2011)
Exercise: $0.00→ Common Stock (12,046 underlying) - 11,858
Performance Restricted Stock Unit (granted 2/15/2013)
Exercise: $0.00→ Common Stock (11,858 underlying) - 12,116
Performance Restricted Stock Unit (granted 2/10/2012)
Exercise: $0.00→ Common Stock (12,116 underlying) - 76,297
Employee Stock Option
Exercise: $63.25From: 2014-02-15Exp: 2023-02-15→ Common Stock (76,297 underlying)
Footnotes (11)
- [F1]This transaction was executed in multiple trades at prices ranging from $64.39 to $64.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F10]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- [F11]Each PRSU vests 100% three years from the date of grant if performance goals are met.
- [F2]This transaction was executed in multiple trades at prices ranging from $64.08 to $64.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $64.08 to $64.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $63.31 to $63.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $64.09 to $64.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $63.50 to $63.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This transaction was executed in multiple trades at prices ranging from $65.62 to $65.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F8]This transaction was executed in multiple trades at prices ranging from $65.64 to $65.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F9]Options vest in four (4) equal annual installments beginning one year from date of grant.
Documents
Issuer
ILLINOIS TOOL WORKS INC
CIK 0000049826
Entity typeother
Related Parties
1- filerCIK 0001333921
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 4:19 PM ET
- Size
- 51.5 KB