Gaiter Donald 4
4 · National Bank Holdings Corp · Filed May 6, 2013
Insider Transaction Report
Form 4
Gaiter Donald
Ch. of Acquisitions & Strategy
Transactions
- Award
Common Stock
2013-05-02+10,176→ 256,767 total - Award
Employee Stock Option (Right to Buy)
2013-05-02+15,108→ 15,108 totalExercise: $18.09Exp: 2023-05-02→ Common Stock (15,108 underlying)
Holdings
- 15,000(indirect: By LLC)
Common Stock
- 25,000(indirect: By LLC)
Common Stock
- 100,000
Employee Stock Option (Right to Buy)
Exercise: $20.00Exp: 2018-10-11→ Common Stock (100,000 underlying) - 402,500
Employee Stock Option (Right to Buy)
Exercise: $20.00From: 2012-10-20Exp: 2019-10-20→ Common Stock (402,500 underlying)
Footnotes (5)
- [F1]Shares acquired pursuant to a grant of restricted stock under the National Bank Holdings Corporation 2009 Equity Incentive Plan. Shares vest in four equal annual installments beginning on May 2, 2015.
- [F2]Total includes 169,343 shares of unvested restricted stock granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan, which shares are scheduled to vest as follows: (i) 10,176 vest as indicated in Footnote 1; (ii) 44,722 vest after the per share stock price equals or exceeds $25.00 for 30 days; (iii) 44,722 vest after the per share stock price equals or exceeds $28.00 for 30 days; (iv) 44,723 vest after the per share stock price equals or exceeds $32.00 for 30 days; (v) 8,333 vest upon the per share stock price equaling or exceeding $28.00 per share for 30 days; (vi) 8,333 vest on the later of October 11, 2013 and the per share stock price equaling or exceeding $32.00 per share for 30 days; and (vii) 8,334 vest on the later of October 11, 2014 and the per share stock price equaling or exceeding $34.00 per share for 30 days.
- [F3]Gutierrez Investments, LLC, a Massachusetts Limited Liability Company has Gloria M. Gutierrez, Donald Gaiter's spouse, as the Manager.
- [F4]Granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan on May 2, 2013. The stock option award is time vested and is scheduled to vest in equal installments on each of the third and fourth anniversaries of the date of grant.
- [F5]Granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan on October 11, 2011. The stock option award is time vested and is scheduled to vest in equal installments on each of the first, second and third anniversaries of the date of grant.