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4//SEC Filing

Barry Tina 4

Accession 0001209191-13-026912

CIK 0001418135other

View on SEC.gov Company Profile

Filed

May 15, 8:00 PM ET

Accepted

May 16, 5:10 PM ET

Size

18.6 KB

Accession

0001209191-13-026912

Insider Transaction Report

Form 4

Period: 2013-05-15

Dr Pepper Snapple Group, Inc.DPS

Senior VIce President

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-15$36.42/sh−12,099$440,646→ 6,049 total
Exercise: $36.42Exp: 2021-03-02→ Common Stock (12,099 underlying)
Exercise/Conversion
Common Stock
2013-05-15$36.42/sh+12,099$440,646→ 45,644 total
Exercise/Conversion
Common Stock
2013-05-15$37.80/sh+5,656$213,797→ 51,300 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-15$31.50/sh−14,592$459,648→ 0 total
Exercise: $31.50Exp: 2020-03-02→ Common Stock (14,592 underlying)
Exercise/Conversion
Common Stock
2013-05-15$31.50/sh+14,592$459,648→ 33,545 total
Sale
Common Stock
2013-05-15$49.24/sh−32,347$1,592,669→ 18,953 total
Other
Common Stock
2013-04-05+106→ 19,059 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-15$37.80/sh−5,656$213,797→ 11,308 total
Exercise: $37.80Exp: 2022-03-02→ Common Stock (5,656 underlying)

Footnotes (5)

[F1]The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $49.15-$49.36. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F2]The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on April 5, 2013 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
[F3]This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and is fully vested.
[F4]This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2012.
[F5]This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Dr Pepper Snapple Group, Inc.

CIK 0001418135

Entity typeother

Related Parties

1

filerCIK 0001446994

Filing Metadata

Form type: 4
Filed: May 15, 8:00 PM ET
Accepted: May 16, 5:10 PM ET
Size: 18.6 KB

View on SEC.gov