4//SEC Filing
TSUKAMOTO ANN 4
Accession 0001209191-13-027405
CIK 0000883975other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 7:27 PM ET
Size
6.7 KB
Accession
0001209191-13-027405
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2013-05-15$1.84/sh−1,245$2,291→ 161,094 total
Holdings
- 16,692(indirect: By 401(k))
Common Stock
- 3,643(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by her from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 86,666 restricted stock units, with 43,333 vesting on each of January 27, 2014 and January 27, 2015; and (2) 23,333 restricted stock units vesting on June 1, 2013.
- [F3]3,643 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F4]Shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeother
Related Parties
1- filerCIK 0001230632
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 7:27 PM ET
- Size
- 6.7 KB