Stanton Howard III 4
4 · Rockville Financial, Inc. /CT/ · Filed May 20, 2013
Insider Transaction Report
Form 4
Stanton Howard III
Other
Transactions
- Purchase
Common Stock
2013-05-01$13.01/sh+100$1,301→ 7,797 total
Holdings
- 13,550
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (13,550 underlying) - 4,810
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (4,810 underlying) - 3,957.358(indirect: By Rockville Bank ESOP Plan)
Common Stock
Footnotes (5)
- [F1]Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]Includes 4,597 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 459 shares withheld by the Issuer for tax withholding purposes.
- [F3]Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which 1,582.9434 shares are vested as of December 31, 2012
- [F4]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.