LOPINA THOMAS J SR 4
4 · BANK MUTUAL CORP · Filed May 21, 2013
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
LOPINA THOMAS J SR
Director
Transactions
- Sale
Common Stock
2013-05-17$5.39/sh−5,500$29,645→ 90,974 total
Holdings
- 43,967(indirect: By IRA)
Common Stock
- 15,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying) - 11,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (11,000 underlying) - 500(indirect: By Spouse)
Common Stock
- 80,000
Options to buy
Exercise: $10.67Exp: 2014-05-02→ Common Stock (80,000 underlying)
Footnotes (4)
- [F1]Directors Stock Option. The option is fully vested.
- [F2]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- [F3]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.