4//SEC Filing
Filice Umberto 4
Accession 0001209191-13-028610
CIK 0001532543other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 6:28 PM ET
Size
7.8 KB
Accession
0001209191-13-028610
Insider Transaction Report
Form 4
Filice Umberto
SVP North American Sales
Transactions
- Award
Common Stock
2013-05-21+129,460→ 129,460 total - Award
Stock Option (right to buy)
2013-05-21+5,420→ 5,420 totalExercise: $5.61Exp: 2022-10-22→ Common Stock (5,420 underlying)
Footnotes (4)
- [F1]Received in exchange for 32.10552 shares of EveryWare Global, Inc. ("Former EveryWare") Class B nonvoting common stock and 181.03899 shares of Former EveryWare Class C nonvoting common stock in connection with the merger of Former EveryWare into a subsidiary of ROI Acquisition Corp. (the "Merger"). In connection with the Merger, the issuer changed its name to EveryWare Global, Inc. Of the 129,460 shares issued to the reporting person in the Merger, 28,879 are subject to forfeiture in the event that the trading price of the issuer's common stock does not exceed certain price targets subsequent to the closing of the Merger.
- [F2]The reporting person acquired 129,460 shares of issuer common stock in exchange for his common stock of Former EveryWare pursuant to the Merger. The merger agreement, which was entered into on January 31, 2013, placed a value on the issuer's common stock of $10 a share.
- [F3]Received in the Merger in exchange for an employee stock option to acquire 11.4856 shares of Former EveryWare's Class B common stock for $4,774.03 per share.
- [F4]The option vests in five equal annual installments beginning October 22, 2013.
Documents
Issuer
EveryWare Global, Inc.
CIK 0001532543
Entity typeother
Related Parties
1- filerCIK 0001575856
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 6:28 PM ET
- Size
- 7.8 KB