Home/Filings/4/0001209191-13-028621
4//SEC Filing

SHEPPARD JOHN 4

Accession 0001209191-13-028621

CIK 0001532543other

Filed

May 22, 8:00 PM ET

Accepted

May 23, 6:39 PM ET

Size

7.8 KB

Accession

0001209191-13-028621

Insider Transaction Report

Form 4
Period: 2013-05-21
SHEPPARD JOHN
DirectorCEO & President
Transactions
  • Award

    Stock Option (right to buy)

    2013-05-21+162,599162,599 total
    Exercise: $5.61Exp: 2022-10-22Common Stock (162,599 underlying)
  • Award

    Common Stock

    2013-05-21+8,1718,171 total
Footnotes (4)
  • [F1]Received in exchange for 13.45274 shares of EveryWare Global, Inc. ("Former EveryWare") Class B nonvoting common stock in connection with the merger of Former EveryWare into a subsidiary of ROI Acquisition Corp. (the "Merger"). In connection with the Merger, the issuer changed its name to EveryWare Global, Inc. Of the 8,171 shares issued to the reporting person in the Merger, 1,823 are subject to forfeiture in the event that the trading price of the issuer's common stock does not exceed certain price targets subsequent to the closing of the Merger.
  • [F2]The reporting person acquired 8,171 shares of issuer common stock in exchange for his common stock of Former EveryWare pursuant to the Merger. The merger agreement, which was entered into on January 31, 2013, placed a value on the issuer's common stock of $10 a share.
  • [F3]Received in the Merger in exchange for an employee stock option to acquire 344.56802 shares of Former EveryWare's Class B common stock for $4,774.03 per share.
  • [F4]The option vests in five equal annual installments beginning October 22, 2013.

Issuer

EveryWare Global, Inc.

CIK 0001532543

Entity typeother

Related Parties

1
  • filerCIK 0001188508

Filing Metadata

Form type
4
Filed
May 22, 8:00 PM ET
Accepted
May 23, 6:39 PM ET
Size
7.8 KB