CRAIG STEWART 4
4 · STEMCELLS INC · Filed May 29, 2013
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
CRAIG STEWART
SVP, Development & Operations
Transactions
- Award
Common Stock
2013-05-24+280,000→ 420,658 total
Holdings
- 13,316(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock units, with 1/4 vesting on May 24, 2014, 1/4 vesting on May 24, 2015, 1/4 vesting on May 24, 2016, and 1/4 vesting on May 24, 2017.
- [F2]Includes (1) 280,000 restricted stock units, with 70,000 of this vesting on each of May 24, 2014, May 24, 2015, May 24, 2016, and May 24, 2017; (2) 97,500 restricted stock units, with 32,500 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; (3) 10,000 restricted stock units, with 5,000 vesting on each of June 1, 2013 and June 1, 2014; and (4) 2,333 restricted stock units vesting on September 15, 2013.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.