HeartWare International, Inc.·4

May 30, 5:47 PM ET

Hathaway David R 4

4 · HeartWare International, Inc. · Filed May 30, 2013

Insider Transaction Report

Form 4
Period: 2013-05-28
Hathaway David R
Chief Medical Officer
Transactions
  • Sale

    Common Stock

    2013-05-28$95.05/sh5,934$564,0270 total
  • Exercise/Conversion

    Common Stock

    2013-05-28$19.22/sh+4,491$86,3175,934 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-05-284,4913,111 total
    Exercise: $19.22From: 2012-08-13Exp: 2018-08-13Common Stock (4,491 underlying)
Footnotes (3)
  • [F1]The purchase price of US$19.22 has been converted from AU$19.95 at the spot rate on the date of the transaction.
  • [F2]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $95.00 to $95.45. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]The exercise price of US$19.22 has been converted from AU$19.95 at the spot rate on the date of the transaction.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION