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4//SEC Filing

BIOTIME INC 4

Accession 0001209191-13-031061

$LCTXCIK 0000876343operating
View on SEC.govCompany Profile

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 7:04 PM ET

Size

12.6 KB

Accession

0001209191-13-031061

Insider Transaction Report

Form 4
Period: 2013-06-04
BIOTIME INCBTX
LICHTINGER PEDRO
Director
Transactions
  • Purchase

    Option to Purchase Common Shares

    2013-06-04+30,000→ 30,000 total
    Exercise: $5.00From: 2013-06-04Exp: 2018-06-04→ Common Shares (30,000 underlying)
  • Purchase

    Common Shares, no par value

    2013-06-04+120,000→ 126,250 total
Holdings

  • Option to Purchase Common Shares

    Exercise: $4.60Exp: 2017-06-30→ Common Shares (20,000 underlying)
    20,000

  • Option to Purchase Common Shares

    Exercise: $5.13Exp: 2016-06-30→ Common Shares (20,000 underlying)
    20,000

  • Option to Purchase Common Shares

    Exercise: $5.45Exp: 2015-08-09→ Common Shares (20,000 underlying)
    20,000

  • Option to Purchase Common Shares

    Exercise: $3.45Exp: 2014-08-10→ Common Shares (20,000 underlying)
    20,000
Footnotes (6)
  • [F1]On June 4, 2013, Mr. Lichtinger purchased 120,000 BioTime common shares and 30,000 options to purchase 30,000 common shares in a private transaction. Each common share and one quarter of each option were purchased for an aggregate price of $4.155.
  • [F2]Does not include shares that may be acquired upon the exercise of certain stock options.
  • [F3]5,000 options became exercisable on September 30, 2012; December 31, 2012;and March 31, 2013. 5,000 options will become exercisable on June 30, 2013 based upon continued service on the board of directors.
  • [F4]5,000 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
  • [F5]5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
  • [F6]5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.

Documents

1 file

Issuer

BIOTIME INC

CIK 0000876343

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000876343

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 7:04 PM ET
Size
12.6 KB
View on SEC.gov