STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jun 7, 2013
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
KOSHY GEORGE
Other
Transactions
- Award
Common Stock
2013-05-24+100,000→ 149,592 total - Tax Payment
Common Stock
2013-06-01$1.76/sh−917$1,614→ 148,675 total
Holdings
- 15,344(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted stock units, with 1/4 vesting on May 24, 2014, 1/4 vesting on May 24, 2015, 1/4 vesting on May 24, 2016, and 1/4 vesting on May 24, 2017.
- [F2]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F3]Includes (1) 100,000 restricted stock units, with 50,000 of this vesting on each of May 24, 2014, May 24, 2015, May 24, 2016, and May 24, 2017; (2) 30,000 restricted stock units, with 10,000 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; and (3) 2,500 restricted stock units vesting on June 1, 2014.
- [F4]Shares held in 401(k) account, in accordance with issuer's employer-match policies.