STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jun 7, 2013
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2013-06-01$1.76/sh−1,879$3,307→ 419,655 total
Holdings
- 11,586(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 280,000 restricted stock units, with 70,000 of this vesting on each of May 24, 2014, May 24, 2015, May 24, 2016, and May 24, 2017; (2) 97,500 restricted stock units, with 32,500 of this vesting on each of January 27, 2014, January 27, 2015, and January 27, 2016; and (3) 5,000 restricted stock units vesting on June 1, 2014.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.